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AI Compliance In Plain English.

Structured AI governance assessment aligned to SOC 2, HIPAA, GDPR, and PHIPA/PIPEDA.

ComplianceIQ reveals where your AI usage aligns, and where it exposes you to regulatory and contractual risk.

SOC2Type I & II
HIPAAHealthcare
GDPREU Privacy
PHIPA/PIPEDACanadian
Business professionals collaborating in a modern office environment
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AI Compliance & Governance for Modern Businesses

As organizations adopt artificial intelligence to automate operations and improve productivity, many overlook the regulatory, security, and data governance risks that come with it.

AI systems can process sensitive information, automate decision making, and interact with critical business workflows. Without proper oversight, these systems may introduce compliance exposure related to privacy regulations, internal governance policies, and industry standards.

Code01 helps organizations evaluate how AI is used within their operations and ensure those systems align with modern compliance and security frameworks.

Risk Alert

The Hidden Risks of Unstructured AI Adoption

Many businesses adopt AI tools without realizing the potential exposure they create.

Sensitive data being processed by public AI models

Lack of governance around AI decision making

Untracked automation workflows

Unknown data storage locations

Missing audit trails for AI interactions

These risks can create serious compliance concerns, particularly for organizations handling regulated or sensitive data.

What AI Compliance Really Involves

AI compliance goes far beyond simply using secure software.

Organizations must understand how AI interacts with their data, workflows, and operational processes.

This includes evaluating:

Data privacy protections

AI model usage and data exposure

Workflow automation governance

Internal policies for AI usage

Regulatory obligations related to AI systems

Code01 helps businesses build structured AI environments that align with:

PHIPA
Ontario Health Privacy
PIPEDA
Canadian Privacy Law
HIPAA
US Healthcare
GDPR
EU Data Protection
SOC 2
Governance Frameworks
AI Compliance Assessment

Introducing ComplianceIQ

ComplianceIQ is Code01's AI Compliance Assessment designed to help organizations quickly evaluate their AI readiness and identify potential risk areas.

The assessment reviews how AI is used across:

Internal workflows
Business processes
Data handling practices
Operational systems

Within minutes, organizations receive a high-level compliance overview and insights into where improvements may be needed.

Compliance Check

7 Signs Your Business May Have an AI Compliance Risk

As artificial intelligence becomes part of everyday business operations, many organizations unintentionally introduce compliance and data governance risks. If any of the following sound familiar, it may be time to review how AI is being used across your organization.

1

Employees Are Using Public AI Tools for Work

Tools like ChatGPT and other AI assistants can improve productivity, but when employees input business data into public AI platforms, that information may be processed outside your organization's control. Without governance policies, sensitive data could be exposed.

2

You Don't Know Where AI Is Being Used in Your Business

AI tools often spread quickly across teams — marketing, operations, finance, and customer support may all adopt different tools independently. Without visibility, businesses lose control over how AI interacts with internal data and processes.

3

Sensitive Data May Be Entering AI Systems

AI systems frequently process customer data, business information, or operational insights. Without proper safeguards, this can create privacy risks and potential violations of regulations such as PHIPA, PIPEDA, HIPAA, or GDPR.

4

There Are No Policies Around AI Usage

Many organizations have security policies for software and data but no formal guidelines for AI usage. Without policies, employees may unknowingly expose the organization to compliance and operational risks.

5

Automation Workflows Lack Oversight

AI-powered automation can dramatically improve efficiency, but if workflows are created without governance or documentation, businesses may lose visibility into how decisions and processes are executed.

6

You Would Struggle to Explain Your AI Systems to an Auditor

If regulators, clients, or partners asked how AI is used in your organization, many businesses would struggle to provide a clear answer. Lack of documentation and governance can quickly become a compliance concern.

7

AI Was Adopted Quickly Without a Governance Plan

Many companies began experimenting with AI tools to stay competitive. But rapid adoption without structured oversight can leave organizations exposed to risks they may not even realize exist.

If any of these situations apply to your organization, the first step is understanding your current AI risk and compliance posture.

Code01 created ComplianceIQ to help organizations quickly assess how artificial intelligence is being used across their operations and identify potential compliance gaps.

Take the AI Compliance Assessment

Understand your AI compliance posture in minutes. Identify risks, uncover gaps, and get actionable insights.

What Happens After the Assessment

Organizations that complete the assessment can request a Compliance Review with Code01.

During this review we:

1

Analyze the assessment results

2

Identify potential risk areas

3

Recommend improvements to AI governance and workflows

4

Design a compliance-ready AI environment

This helps organizations move from AI experimentation to responsible AI adoption.